Mandatory Compliances
Special Measures under Companies Act
April 21, 2020
COMPLIANCES BY PRIVATE COMPANY
| SN | FORMS | PURPOSE | Frequency | Recurrence | DUE DATES |
| 1 | DIR-3 KYC | KYC of Director | Annual | Yearly | 30th September of every year |
| 2 | DPT-3 | Return of Deposit | Annual | Yearly | 30th June of every year |
| 3 | MSME | MSME | Annual | Half Yearly | 31st October (April to September) 30th April (October to March) |
| 4 | MGT-7 | Annual Return | Annual | Yearly | Within 60 Days of Convening of Annual General Meeting (assuming AGM held 30th September, last date to file MGT-7 will 30th November) |
| 5 | AOC-4 | Financial Statement | Annual | Yearly | Within 30 Days of Convening of Annual General Meeting (assuming AGM held 30th September, last date to file AOC-4 will 30th September) |
| 7 | ADT-1 | Appointment of Auditor in AGM | Annual | Yearly (Once in 5 years) | Within 15 Days of Convening of Annual General Meeting |
| 6 | ADT-1 | Appointment of Auditor in Casual Vacancy | One Time | – | Within 15 Days of Extra Ordinary General Meeting |
| 8 | ADT-3 | Resignation of Auditor | One Time | – | Within 30 Days of Date of Resignation |
| 9 | FLA | Annual return on Foreign Liabilities and Assets | Annual | Yearly | 15th July every year |
| 10 | BEN-2 | filing details of Significant Beneficial Owner | One Time | BEN-1 is declaration filed by SBO within 30 days of becoming SBO or change therein and company shall file form BEN-2 within 30 days after receiving declaration from SBO. | |
| 11 | INC-22A | Active Company Tagging Identities and Verification | One Time | 30th September 2020 |
- In Case First Annual General Meeting of the Company, it shall be held within a period of 9 months from the date of closing of First Financial Year
